2
20
11110000MB1663498E
北京市市场监督管理局
企业上市合法合规信息核查
11110000MB1663498E2112024005000
0
ec4532a3-00b8-44a4-b5f1-a81ec4acae10
790da518-48b0-4987-83a9-c8ee4517308f
2^3
20
市市场监管局
110000000000
北京市市场监督管理局
北京城市副中心政务服务中心:法定工作日: 上午: 09:00 - 12:00; 下午: 12:00 - 17:00; (延时服务时间: 工作日上午08:30 - 09:00; 下午17:00 - 17:30; 周六上午09:00 - 13:00; );北京市政务服务中心:法定工作日: 上午08:30 - 12:00、下午12:00 - 17:30； 周六：上午：08:30 - 12:30（需预约）；法定节假日不对外服务。
北京城市副中心政务服务中心:北京市通州区新华东街48号二区（东南角）综合窗口
北京市政务服务中心:北京市丰台区西三环南路1号(六里桥西南角)综合窗口
1、公开发行证券，必须符合法律、非行政法规规定的条件，并依法报经国务院证券监督管理机构或者国务院授权的部门注册。未经依法注册，任何单位和个人不得公开发行证券。（来源：中华人民共和国证券法(2019修订)第九条）
2、发行人不得有下列情形： （二）最近36个月内违反工商、税收、土地、环保、海关以及其他法律、行政法规，受到行政处罚，且情节严重。（来源：首次公开发行股票并上市管理办法(2020修正)第十八条） 3、拟进行首次公开发行股票并上市的企业，材料完整、内容真实、授权委托书签字齐备，即可办理。
{"IS_GUIDE":"1","ONLINE_DECLARE_SYSTEM_MODE":"02","SERVICE_OBJCT":"","IS_CONSTRUCTION":"0","CL_SERVICE_TYPE":"","APP_CODE_ID":"","YESNO_CITY_UNICOM":"99","CROSS_AREA":"","ISSHOHCENTER":"0","WECHAT_CODE_ID":"","FINANCIAL":"","LITTLEPROGRAM_CODE_NAME":"","CROSS_AREA_ALL":"","CROSS_PROVINCE":"","ALIAS_NAME":"[\"企业上市合法合规信息核查\"]","EAR_DISABILITY_GRAD":"","LIB_DISABILITY_GRAD":"","SPEAK_DISABILITY_GRAD":"","REGISTER":"","ONLINE_HANDLING_DEPTH_STANDARD":"05","APPROVAL_TYPE":"0","MIND_DISABILITY_GRAD":"","ACCEPTSERVICE":"99","YWBLX_ID":"790da518-48b0-4987-83a9-c8ee4517308f","ONLINE_DECLARE_SYSTEM_DEPT":"北京市政务服务和数据管理局","CONSTRUCTION_EXPANSION":"0","EMPOWER":"0","EXEMPT_MATERIALS":"","LITTLEPROGRAM_CODE_ID":"","EYE_DISABILITY_GRAD":"","ISMONVEINCENTER":"1","BUSINESS_APPROVAL_DEPT":"北京市政务服务和数据管理局","ITEM_ATTRIBUTE":"04^05^11^13","CROSS_AREA_ATEXT":"","AGE":"","BGSYSTEM_APPROVAL_OTHER":"","WIT_DISABILITY_GRAD":"","WECHAT_CODE_NAME":"","DISABILITY_TYPE":"","IS_ENABLE_CERTIFICATE_SHARE":"","ONLY_ID":"b265e253-8a77-42c8-8ef2-bf2cc3808a01","YES_NO_OPEN":"1","BGSYSTEM_APPROVAL_NAME":"北京市统一行政审批管理平台","APP_CODE_NAME":"","HOLDER":"","VERSION":"20241125"}
[{"ID":8255552,"TASKGUID":"ec4532a3-00b8-44a4-b5f1-a81ec4acae10","T_ID":"245a7a2f-cf7c-4554-8003-d47838beef7c","P_ID":"","NAME":"是否是拟上市企业","NODE_LEVEL":1,"NODE_PATH":"/245a7a2f-cf7c-4554-8003-d47838beef7c","CHILD_COUNT":2,"ORDER_NUM":1,"SERIAL_NUMBER":"1","CONDITION_ATTR":"01","IS_RADIO":"1","IS_SUPPORT":"1","SUMMARY":"1 是否是拟上市企业\n\t1.1 是\n\t1.2 否","CD_TIME":"Feb 11, 2026 4:46:46 PM","CD_BATCH":"2026021100031","DISTRIBUTETAG":"all-data^non-investment^11110000MB1663498E^110000000000^non-construction^11110000MB1663498E^non-construction_expansion","DATAJSONTEXT":"{\"VERSION\":\"20220810\",\"TREE_TYPE\":\"\",\"CONSULTATION_QA\":\"\"}","parOrder":"","proOrder":"1","newOrderNum":"001","itemGuideConditionRelatedList":[]},{"ID":8255554,"TASKGUID":"ec4532a3-00b8-44a4-b5f1-a81ec4acae10","T_ID":"4e20fc33-7bc8-4e57-bb20-4beaf3893c84","P_ID":"245a7a2f-cf7c-4554-8003-d47838beef7c","NAME":"是","NODE_LEVEL":2,"NODE_PATH":"/245a7a2f-cf7c-4554-8003-d47838beef7c/4e20fc33-7bc8-4e57-bb20-4beaf3893c84","CHILD_COUNT":0,"ORDER_NUM":1,"SERIAL_NUMBER":"1.1","CONDITION_ATTR":"02","IS_RADIO":"","IS_SUPPORT":"","CD_TIME":"Feb 11, 2026 4:46:46 PM","CD_BATCH":"2026021100031","DISTRIBUTETAG":"all-data^non-investment^11110000MB1663498E^110000000000^non-construction^11110000MB1663498E^non-construction_expansion","DATAJSONTEXT":"{\"VERSION\":\"20220810\",\"TREE_TYPE\":\"\",\"CONSULTATION_QA\":\"\"}","parOrder":"","proOrder":"","newOrderNum":"001.001","itemGuideConditionRelatedList":[{"ID":26785563,"TASKGUID":"ec4532a3-00b8-44a4-b5f1-a81ec4acae10","T_ID":"4e20fc33-7bc8-4e57-bb20-4beaf3893c84","G_ID":"a808fe74-8499-48f6-b9c7-81626a70aaa2","M_CODE":"101962","MATERIAL_ID":"48f5807c-d5d6-4618-a0ab-3dc0d382b2ae","CD_TIME":"Feb 11, 2026 4:46:46 PM","CD_BATCH":"2026021100031","DISTRIBUTETAG":"all-data^non-investment^11110000MB1663498E^110000000000^non-construction^11110000MB1663498E^non-construction_expansion","DATAJSONTEXT":"{\"VERSION\":\"20210903\"}"}]},{"ID":8255555,"TASKGUID":"ec4532a3-00b8-44a4-b5f1-a81ec4acae10","T_ID":"628aff58-2dca-4a9e-92bd-71450b39ec51","P_ID":"245a7a2f-cf7c-4554-8003-d47838beef7c","NAME":"否","NODE_LEVEL":2,"NODE_PATH":"/245a7a2f-cf7c-4554-8003-d47838beef7c/628aff58-2dca-4a9e-92bd-71450b39ec51","CHILD_COUNT":0,"ORDER_NUM":2,"SERIAL_NUMBER":"1.2","CONDITION_ATTR":"02","IS_RADIO":"","IS_SUPPORT":"","CD_TIME":"Feb 11, 2026 4:46:46 PM","CD_BATCH":"2026021100031","DISTRIBUTETAG":"all-data^non-investment^11110000MB1663498E^110000000000^non-construction^11110000MB1663498E^non-construction_expansion","DATAJSONTEXT":"{\"VERSION\":\"20220810\",\"TREE_TYPE\":\"\",\"CONSULTATION_QA\":\"\"}","parOrder":"","proOrder":"","newOrderNum":"001.002","itemGuideConditionRelatedList":[]},{"ID":8255556,"TASKGUID":"ec4532a3-00b8-44a4-b5f1-a81ec4acae10","T_ID":"9b9e7895-36b8-40f9-839e-af7090069bc6","P_ID":"","NAME":"是否是委托他人办理","NODE_LEVEL":1,"NODE_PATH":"/9b9e7895-36b8-40f9-839e-af7090069bc6","CHILD_COUNT":2,"ORDER_NUM":2,"SERIAL_NUMBER":"2","CONDITION_ATTR":"01","IS_RADIO":"1","IS_SUPPORT":"1","SUMMARY":"2 是否是委托他人办理\n\t2.1 是\n\t2.2 否","CD_TIME":"Feb 11, 2026 4:46:46 PM","CD_BATCH":"2026021100031","DISTRIBUTETAG":"all-data^non-investment^11110000MB1663498E^110000000000^non-construction^11110000MB1663498E^non-construction_expansion","DATAJSONTEXT":"{\"VERSION\":\"20220810\",\"TREE_TYPE\":\"\",\"CONSULTATION_QA\":\"\"}","parOrder":"","proOrder":"2","newOrderNum":"002","itemGuideConditionRelatedList":[]},{"ID":8255557,"TASKGUID":"ec4532a3-00b8-44a4-b5f1-a81ec4acae10","T_ID":"a3104c2b-732e-4c7c-8aaf-31e898642e2f","P_ID":"9b9e7895-36b8-40f9-839e-af7090069bc6","NAME":"是","NODE_LEVEL":2,"NODE_PATH":"/9b9e7895-36b8-40f9-839e-af7090069bc6/a3104c2b-732e-4c7c-8aaf-31e898642e2f","CHILD_COUNT":0,"ORDER_NUM":1,"SERIAL_NUMBER":"2.1","CONDITION_ATTR":"02","IS_RADIO":"","IS_SUPPORT":"","CD_TIME":"Feb 11, 2026 4:46:46 PM","CD_BATCH":"2026021100031","DISTRIBUTETAG":"all-data^non-investment^11110000MB1663498E^110000000000^non-construction^11110000MB1663498E^non-construction_expansion","DATAJSONTEXT":"{\"VERSION\":\"20220810\",\"TREE_TYPE\":\"\",\"CONSULTATION_QA\":\"\"}","parOrder":"","proOrder":"","newOrderNum":"002.001","itemGuideConditionRelatedList":[{"ID":26785562,"TASKGUID":"ec4532a3-00b8-44a4-b5f1-a81ec4acae10","T_ID":"a3104c2b-732e-4c7c-8aaf-31e898642e2f","G_ID":"1bd8a852-0093-41e0-9a76-1ddfafc5e41c","M_CODE":"210062","MATERIAL_ID":"54bb3c67-2e5e-4396-ac57-a956b3db6ee7","CD_TIME":"Feb 11, 2026 4:46:46 PM","CD_BATCH":"2026021100031","DISTRIBUTETAG":"all-data^non-investment^11110000MB1663498E^110000000000^non-construction^11110000MB1663498E^non-construction_expansion","DATAJSONTEXT":"{\"VERSION\":\"20210903\"}"}]},{"ID":8255553,"TASKGUID":"ec4532a3-00b8-44a4-b5f1-a81ec4acae10","T_ID":"41a5d95a-1654-47b3-a8b2-fe5565616a5d","P_ID":"9b9e7895-36b8-40f9-839e-af7090069bc6","NAME":"否","NODE_LEVEL":2,"NODE_PATH":"/9b9e7895-36b8-40f9-839e-af7090069bc6/41a5d95a-1654-47b3-a8b2-fe5565616a5d","CHILD_COUNT":0,"ORDER_NUM":2,"SERIAL_NUMBER":"2.2","CONDITION_ATTR":"02","IS_RADIO":"","IS_SUPPORT":"","CD_TIME":"Feb 11, 2026 4:46:46 PM","CD_BATCH":"2026021100031","DISTRIBUTETAG":"all-data^non-investment^11110000MB1663498E^110000000000^non-construction^11110000MB1663498E^non-construction_expansion","DATAJSONTEXT":"{\"VERSION\":\"20220810\",\"TREE_TYPE\":\"\",\"CONSULTATION_QA\":\"\"}","parOrder":"","proOrder":"","newOrderNum":"002.002","itemGuideConditionRelatedList":[]}]
2
2^5
https://yzt.beijing.gov.cn/am/oauth2/authorize?service=bjzwService&response_type=code&client_id=693225666_02&scope=uid+cn+extProperties+reserve3+credenceClass&redirect_uri=http%3A%2F%2Fbanshi.beijing.gov.cn%2Fpubservice%2FYZTAuth%3FbaseUrl%3Dhttp%3A%2F%2Fbanshi.beijing.gov.cn%2Fpubservice%2FthemeProaccept%2Fpre%3FrowGuid%3D5b899ce9-9c77-427a-93d8-ecb82a27e6af&userProp=2
政务服务> 办事指南
企业上市合法合规信息核查
北京市
切换简洁版
加入收藏
办事指南打印
手机查看
指南分享
申请材料
办理流程
结果名称及样本
设定依据
收费依据及标准
常见问题
请选择情形：
情形引导
